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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q41-Q46):
NEW QUESTION # 41
You asked a generative AI tool to recommend new restaurants to explore in Boston, Massachusetts that have a specialty Italian dish made in a traditional fashion without spinach and wine. The generative AI tool recommended five restaurants for you to visit.
After looking up the restaurants, you discovered one restaurant did not exist and two others did not have the dish.
This information provided by the generative AI tool is an example of what is commonly called:
- A. Overfitting.
- B. Prompt injection.
- C. Model collapse.
- D. Hallucination.
Answer: D
Explanation:
The AI generating incorrect or fabricated information, like nonexistent restaurants, is referred to as hallucination.
NEW QUESTION # 42
Scenario:
A European AI technology company was found to be non-compliant with certain provisions of the EU AI Act.
The regulator is considering penalties under the enforcement provisions of the regulation.
According to the EU AI Act, which of the following non-compliance examples could lead to fines of up to
€15 million or 3% of annual worldwide turnover(whichever is higher)?
- A. In case of a breach of AI Act prohibition by the Union institutions, bodies, offices and agencies
- B. In case of breach of a provider's obligations for high-risk AI systems
- C. In case of AI Act prohibitions
- D. In case of the supply of misleading information to notified bodies in reply to a request
Answer: B
Explanation:
The correct answer isB. The EU AI Act assigns atiered penalty systembased on the severity of the violation. A breach ofobligations related to high-risk AI systemsfalls into the mid-tier category, triggering fines of €15 million or 3% of annual global turnover.
From the AIGP ILT Guide - EU AI Act Module:
"Providers of high-risk AI systems must comply with strict documentation, testing, monitoring, and registration obligations. Breaches of these result in significant fines of up to €15 million or 3% of turnover." AI Governance in Practice Report2025supports this:
"Non-compliance with obligations under Title III (high-risk systems) leads to financial penalties under Article
71(3) of the EU AI Act."
Note: Thehighest penalty (€35 million or 7%)applies toprohibited AI uses, not to obligations for high-risk systems.
NEW QUESTION # 43
CASE STUDY
Please use the following to answer the next question:
You have recently assumed the role of AI Governance leader for a California-based medical technology company. The organization primarily serves hospitals and has recently expanded to include walk-in clinics located within local pharmacies.
The company ' s core business focuses on diagnostic assistance powered by a large language model LLM and back-office process optimization using Agentic AI, including chatbots, medical record request handling, scheduling and billing.
In preparation for its next round of funding, the board has asked you to prepare an AI Risk report to demonstrate to investors how the company is addressing AI-related risks. In preparing the report you learn that last year the company generated 30 million dollars in gross revenue across the US, EU, India, and South Korea and that vendors are engaged for various activities, including model testing and providing third-party AI solutions for chatbots.
Which of the following best exemplifies human oversight capabilities you should enable under the relevant AI laws?
- A. The tool requires a medical doctor to approve a diagnosis before the diagnosis is entered into the patient
' s medical record. - B. The tool manual requires that all physicians are required to undergo specific training regarding how to interpret the AI ' s output, and understand its limitations.
- C. The company has established an AI governance team within each of its departments who are specifically required to evaluate the performance metrics, including anomalies, to ensure the AI tool is operating correctly.
- D. The agentic tool that helps schedule appointments and refill prescriptions leverages Retrieval- Augmented Generation RAG to confirm there are no medication contraindications before refilling.
Answer: A
Explanation:
The correct answer is A because it directly demonstrates meaningful human oversight over AI-generated outcomes, which is a key requirement in AI governance frameworks and regulations such as the EU AI Act.
Human oversight requires that a qualified human can review, intervene, and override AI decisions before they produce legal or significant real-world effects. In high-risk contexts like healthcare diagnostics, governance frameworks emphasize "human-in-the-loop" controls to prevent harm and ensure accountability. Option A ensures a licensed medical professional validates the AI output before it is finalized, aligning with safety, accountability, and risk mitigation principles. Other options describe training, system design, or monitoring, which are important governance measures but do not constitute direct oversight of individual AI decisions at the point of impact, making them insufficient under strict regulatory expectations.
NEW QUESTION # 44
All of the following may be permissible uses of an Al system under the EU Al Act EXCEPT?
- A. To detect an individual's intent for law enforcement purposes.
- B. To implement social scoring.
- C. To manage border control.
- D. To promote equitable distribution of welfare benefits.
Answer: B
Explanation:
The EU AI Act explicitly prohibits the use of AI systems for social scoring by public authorities, as it can lead to discrimination and unfair treatment of individuals based on their social behavior or perceived trustworthiness. While AI can be used to promote equitable distribution of welfare benefits, manage border control, and even detect an individual's intent for law enforcement purposes (within strict regulatory and ethical boundaries), implementing social scoring systems is not permissible under the Act due to the significant risks to fundamental rights and freedoms.
NEW QUESTION # 45
CASE STUDY
Please use the following answer the next question:
ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.
ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model ("LLM"). In particular, ABC intends to use its historical customer data-including applications, policies, and claims-and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed a human underwriter for final review.
ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.
Which of the following is the most important reason to train the underwriters on the model prior to deployment?
- A. Toensure they provide transparency applicants on the model.
- B. Toprovide a reminder of a right appeal.
- C. Toapply their own judgment to the initial assessment.
- D. Tosolicit on-going feedback on model performance.
Answer: C
Explanation:
Training underwriters on the model prior to deployment is crucial so they can apply their own judgment to the initial assessment. While AI models can streamline the process, human judgment is still essential to catch nuances that the model might miss or to account for any biases or errors in the model's decision-making process.
Reference: The AIGP Body of Knowledge emphasizes the importance of human oversight in AI systems, particularly in high-stakes areas such as underwriting and loan approvals. Human underwriters can provide a critical review and ensure that the model's assessments are accurate and fair, integrating their expertise and understanding of complex cases.
NEW QUESTION # 46
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